learn a little about
How Adam got here
- Bachelor of Arts in Accounting and Management from Luther College
- Joined the Minneapolis practice in 2007
How Adam approaches work
“The goal is to work with clients throughout the year, not just frantically at year end when a due date is looming. I want to help improve internal client processes that help them better track financial progress throughout the year and help them be better prepared for year end.”
Talk to Adam
Related Service Resources
s discussed in part two of our 401k blog series, one of the purposes of a retirement plan audit is to ensure the plan operates in compliance with both plan documents and IRS and DOL regulations. To do this, your auditor will request access to several documents. Some will be plan-specific documents, while others will be HR and related documents.
Your business is growing, and so is your 401k plan. But when a plan reaches a specific size, it must be audited by an independent accounting firm.
Preparing for a 401k plan audit can be tedious, but you can help prepare for a successful audit with the proper knowledge and tools. In this installment, we will discuss the operational compliance of a 401k plan.