learn a little about
How Andrew got here
- Bachelor of Arts degree in Accounting from St. John’s University
- Joined the Rochester practice in June 2010
How Andrew approaches work
“I believe listening to my clients is the most successful way to create a trusting relationship. I am committed to giving each of my clients the best services and advice possible.”
Talk to Andrew
Related Service Resources
s discussed in part two of our 401k blog series, one of the purposes of a retirement plan audit is to ensure the plan operates in compliance with both plan documents and IRS and DOL regulations. To do this, your auditor will request access to several documents. Some will be plan-specific documents, while others will be HR and related documents.
Your business is growing, and so is your 401k plan. But when a plan reaches a specific size, it must be audited by an independent accounting firm.
Preparing for a 401k plan audit can be tedious, but you can help prepare for a successful audit with the proper knowledge and tools. In this installment, we will discuss the operational compliance of a 401k plan.