learn a little about
How Jason got here
- Bachelor of Science in Business with an emphasis in Accounting from the Carlson School of Management at the University of Minnesota
- Joined the Rochester practice in December 1996
How Jason approaches work
“A high level of responsiveness and proven financial guidance lead to strong professional services relationships. It takes consistency in service and a commitment to continuing education to give clients the most current and important information.”
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Related Service Resources
s discussed in part two of our 401k blog series, one of the purposes of a retirement plan audit is to ensure the plan operates in compliance with both plan documents and IRS and DOL regulations. To do this, your auditor will request access to several documents. Some will be plan-specific documents, while others will be HR and related documents.
Your business is growing, and so is your 401k plan. But when a plan reaches a specific size, it must be audited by an independent accounting firm.
Preparing for a 401k plan audit can be tedious, but you can help prepare for a successful audit with the proper knowledge and tools. In this installment, we will discuss the operational compliance of a 401k plan.